|
One Ecosystem :
Research Article
|
|
Corresponding author: Ewan Trégarot (ewan.tregarot@port.ac.uk)
Academic editor: Artur Gil
Received: 08 Sep 2021 | Accepted: 06 Oct 2021 | Published: 02 Dec 2021
© 2021 Ewan Trégarot, Pierre Failler
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Trégarot E, Failler P (2021) Adequacy of ecosystem services assessment tools and approaches to current policy needs and gaps in the European Union Overseas entities. One Ecosystem 6: e74170. https://doi.org/10.3897/oneeco.6.e74170
|
|
The paper presents the current policy needs and gaps identified in the European Union (EU) Outermost Regions and Overseas Countries and Territories to implement Mapping and Assessment of Ecosystem and their Services (MAES) methodology. Then, a selection of the most appropriate tools and methods for mapping and assessing ecosystem services (biophysical, economic, socio-cultural – and decision-support) is provided to address local needs. Using a performance matrix to assess the effectiveness, efficiency and sustainability of these tools, key factors required to facilitate the implementation of an ecosystem services framework are identified by considering local needs and possibilities in terms of data availability, mapping support, ecosystem services assessment and decision-support. Our results show how effective and accurate various methods (e.g. process-based models, integrated modelling and most Decision-Supporting Tools) can be, or how efficient other methods are (e.g. value transfer, spatial proxy methods and replacement cost) in data-scarce regions. Participatory approaches score well in terms of sustainability as they allow the assessment of multiple ecosystem services (covering the biophysical, economic and social-cultural components of the assessment) with local stakeholders' contribution, therefore contributing to the awareness-raising dimension. There is no one-size-fits-all approach. Instead, there is a need for flexible, guidance-based ecosystem services mapping and assessment approaches in the EU Overseas entities to facilitate MAES implementation and to adapt and integrate those methods into scenario analysis and decision-supporting tools for better uptake of MAES outputs at the decision-making and policy levels in the EU Overseas entities.
European Union Overseas entities; ecosystem services valuation tools; decision-support; policy needs; MOVE project
The concept of ‘natural capital’ started to develop in the 1970s (
Despite a growing scientific literature on ES and key global achievements in integrating ES into international directives, much remains to be done to further embed the concept in everyday policy and practice. The concept is becoming broadly accepted. However, its multi-disciplinarity has often raised various concerns (ecological, economic, social and political), debates and criticisms. One of the major drawbacks is the anthropocentric focus of the ES concept, excluding nature’s intrinsic values (
If agreed upon, policy-makers and practitioners have to make the best capital decision, manage risks, uncertainties and address people's needs, whilst social sciences have been under-represented in the ES valuation approaches (
Major advances were made recently in the science-policy interface regarding integrating natural capital into policy-making in practice. For instance, the United Nations Statistical Commission (
As the concept of ES became more and more accepted and integrated amongst researchers (
However, at the local scale is still very complicated, even more so in the European Union (EU) Overseas entities (
As such, the following sections will present the current policy needs and gaps identified in selected EU ORs and OCTs, as well as the framework for the integration of ES. Information and data have been collected during the lifespan of the EU project MOVE - Facilitating MAES to support regional policy in Overseas Europe: mobilizing stakeholders and pooling resources (Grant agreement Nº 07.027735/2018/776517/SUB/ENV.D2) from April 2018 to September 2021, (see www.moveproject.eu).
Some EU Member States and the United Kingdom have part of their territory located in areas of the globe remote from Europe. There are nine Outermost Regions (ORs) and 13 Overseas Countries and Territories (OCTs). ORs are an integral part of the EU. Therefore, EU law and all the rights and duties associated with EU membership apply to the ORs. However, they benefit from derogations from some EU laws due to their geographical remoteness from mainland Europe. OCTs do not form part of the EU, though they cooperate with the EU via the Overseas Countries and Territories Association. The geographical distance between Europe and its Overseas entities also reflects in the gap between the implementation of MAES methodology in the EU mainland and its EU Overseas entities, which has increased over time (
Valuable pieces of information were collected and analysed from the various questionnaires, interviews, literature reviews and workshops delivered during the MOVE project. Such information comes from a wide variety of stakeholders (e.g. Universities and Research Institutions, Local/Regional/National Administrations, Small and Medium Enterprises, Non-Governmental Organisations, Associations) and covers the Overseas entities included in MOVE and more. Overall, five stakeholders' and policy needs stand out: raising awareness of the concept, mapping support, ecosystem services assessment, policy- and decision-support and resources.
The concept of ES is, in general, poorly used in the relationships between stakeholders and ecosystems, according to the diversity of words collected from stakeholders in the European Overseas entities, to express what the concept of ES means to them (
Mapping resolution is often the main drawback in most assessments. However, the higher resolution has a cost that tends to rise exponentially. The correct resolution is the one relevant for the question to be answered or to the stakeholders/decision-makers' needs. In Macaronesia and the Caribbean biogeographic regions, the requirements were mainly for very high or high-resolution images (from 1 to 5 m). Developing high-resolution maps for ecosystems or species distribution is a fundamental baseline to MAES. In the South Atlantic UK territories, users were more inclined towards medium resolutions (provided by LANDSAT - 30 m), which are, in fact, much easier to access, analyse and process (
In the assessment of ES, stakeholders have highlighted the need to consider a broad range of ES, including socio-cultural and economic components (
Stakeholders believe that mapping helps to study ES and their use in managing natural environments and further into the territory (
Relying on proper funding to secure MAES application and communication is fundamental to enhance, highlight and share its capabilities with society (
In the following sections, a selection of MAES tools and approaches are presented, starting with the mapping tools, the ecosystem services valuation tools and the DST.
The first step in the assessment of ES is to identify the ecosystems providing a service. In a second step, those ecosystems should be mapped to determine their extent and conditions, ultimately informing us of the number and quality of services they provide. Only when ecosystems and their services are mapped can they eventually be integrated into natural resources and spatial planning management. The quality of mapping is determinant to provide the most accurate information to decision-making.
Over the last decades, the technological evolution of mapping tools has considerably facilitated Geographic Information Systems (GIS) democratisation, along with the development of freeware to process and analyse mapping information (e.g. Quantum GIS, Open Jump, SAGA). Mapping tools include, amongst others, primary data collection on the field, airborne and fixed camera photography, radiometric reception with satellite images, radar and Lidar, collection of pre-existing databases, to the production of maps and GIS using the information provided by users through interviews, questionnaires and focus groups. The range of methods has been used almost completely in all EU Overseas entities surveyed in the MOVE Project (
Satellite imagery can retrieve optical images, radar and Lidar, at different resolutions, some being free to use. Therefore, we have reviewed remote sensing sensors that provide free-to-use satellite images (Suppl. material
The ES classification has changed over time, starting with MEA, then revised in TEEB and CICES and lately, through the introduction of NCPs by the IPBES Platform. However, the categories have remained roughly the same:
In CICES v.5.1 classification, there are 59 biotic services and 31 abiotic services. Knowing that one must choose between multiple methods for one ES and no standard protocol exists for each method, it can be quickly overwhelming to implement an ES assessment in a given territory if not already familiar with the concept.
From the list of methods (biophysical, economic and cultural) described in the MAES methods Explorer tools (www.maes-explorer.eu), we have reviewed the ones that have been the most used for ES valuation in ORs and OCTs according to the extensive literature review made in the project MOVE (
Based on the method factsheets developed in previous work (e.g. ESMERALDA method application cards, OpenNESS methods factsheets), we summarised each method's intended use, strengths and weaknesses and gave a quick overview of the amount of data required and time/economics resources in Suppl. material
The integration of ES into everyday decision-making is still in its infancy in EU Overseas entities due to cognitive, political and organisational difficulties (
Decision-supporting methods (e.g. cost-benefit analysis, multi-criteria analysis, scenario analysis) can pave the way towards a stronger Science-Policy interface, through the engagement of policy- and decision-makers into the process of ES mapping and assessment, but also through a shared platform where scientists and policy-makers meet and work towards a common objective. With the growing popularity of ES, a variety of “ecosystem-based management tools” have emerged; for example, the Ecosystem-Based Management (EBM) Tools database contained 183 tools as of November 2012 (
DSTs have also been selected to cover relevant sectors in ORs and OCTs, such as agriculture and rural development, marine and coastal areas, spatial planning and conservation and protected areas. DSTs have been selected to cover different steps in the MAES procedure, namely the screening (e.g. to evaluate ES of importance), mapping and assessment, valuation (monetary or not) and planning and management (including stakeholder participation). Multiple tools could be used together to fill different ES assessment needs.
To be powerful and reliable, DSTs are often highly demanding in terms of data to develop a ‘what-if’ scenario. Generally, they require robust modelling, GIS skills and specific training to use those tools. However, if implemented properly, they provide evidence-based spatial planning to optimise the benefits provided by ecosystems. Once those models have been developed locally (by a tierce organisation if needed), it becomes easier to adjust the scenarios, management strategies or climate change predictions. Note that previous approaches, like Participatory Scenario planning, are, in essence, a decision-support tool. Mapping ES is also a representation aid while monetisation of ES allows us to quantify them in a unit understood by all, which is the most likely to convey the relative importance and contribution of ecosystems to human well-being to decision-makers (
Definitions of effectiveness, efficiency and sustainability were adapted from the Organisation for Economic Co-operation and Development (OECD) valuation criteria*
Definitions and criteria retained to assess the effectiveness, efficiency and sustainability of MAES tools and approaches.
|
Effectiveness |
Efficiency |
Sustainability |
|
|
Meaning |
The extent to which the tools contribute to reach the objectives and planned results. |
The extent to which the tools allow to deliver results in a timely and economical way. |
The extent to which the net benefit of the tools continues or are likely to continue. |
|
Effort orientated |
No |
Yes |
Yes |
|
Process orientated |
No |
No |
Yes |
|
Goal orientated |
Yes |
Yes |
Yes |
|
Time orientated |
No |
Yes |
Yes |
Based on those definitions, a performance matrix was developped for the tools and approaches selected in section 2, except for the mapping tools. The effectiveness was considered as a function of input ‘data’ (quantity and quality) and ‘robustness’ such as:
\(Effectiveness = {Data + Robustness \over 2}\)
The efficiency was considered as a function of ‘time’ (low) and ‘broadness’, meaning one approach can be used to assess multiple ES or to cover multiple domains (terrestrial, coastal, urban etc.), such as:
\(Efficiency = {Time + Broadness \over 2}\)
Finally, sustainability was considered as a function of ‘process’ in the form of the capacity of the tool to be integrated into the current decision-making process and ‘stakeholder engagement’, considering that, for a tool to be sustainable, it needs to engage local actors, practitioners and decision-makers to keep the use and implementation of MAES in the long term, such as:
\(Sustainability = {Process + SH Engagement \over 2}\)
Each component has been given a score, from 1 to 3, 1 being the lowest, 3 being the highest. The scoring was assessed by the authors of this present study, based on the analysis of the methods (see Suppl. material
The mapping tools were not included in the performance matrix since they all provide the relevant information (multispectral, Radar or Lidar). The resolution is not determinant since it is dependent on the scale of the assessment. As for the durability of such tools, satellites have been replaced or are most likely to be replaced by new ones of higher performance. The efficiency and effectiveness would depend on the type of analysis performed on the images, but it is out of the scope of this paper. For ES valuation tools and DST, a performance matrix is given in Fig.
The performance matrix reveals how effective and accurate process-based models, integrated modelling and most DSTs can be, having the highest scores. Other approaches are quite effective, such as a market price, travel cost or participatory scenario planning.
Value transfer is probably one of the less effective methods because of the low amounts of locally collected data, resulting in less accurate or defendable results. However, it is undoubtedly one of the most efficient, along with spatial proxy methods, replacement cost (
In addition, the ability of Seasketch to be integrated into the decision-making process through the involvement of stakeholders reflects its high sustainability potential. Most DSTs tools are pretty complex to use, time-consuming and data-demanding. To be used in the long-term in EU Overseas entities, specific and regular training needs to be implemented locally. Decision-support methods, such as cost-benefit analysis, multi-criteria analysis, scenario analysis etc., can pave the way towards a stronger science-policy interface through the engagement of policy- and decision-makers into the process of ES mapping and assessment. Participatory approaches are well suited for sustainability as they allow the assessment of multiple ES with local stakeholders' contribution, including the awareness-raising dimension. Ultimately, every method or approach could be integrated into decision-making and be part of stakeholders' engagement, at least during the restitution of the results locally with the relevant actors, decision- and policy-makers. This step is often overseen and ES valuation remains in the scientific domain since few scientists invest in local initiatives, training or engage with media and produce educational materials (
From the overview of ES valuation techniques, few methods stand out by their appropriateness to different contexts and objectives. Some are more time-consuming than others (therefore costly), but allow the assessment of multiple ES at once (contingent valuation, integrated modelling, choice modelling, preference assessment). Therefore, those methods might be cost-effective and worth considering (in resources limited ORs/OCTs) for a large ES assessment. Other methods are particularly adapted in increasing awareness of the concept of ES (participatory valuation, contingent valuation etc.). We have seen that most EU Overseas entities suffer from low stakeholders’ awareness. Those methods are, therefore, very much appropriate and interesting in mediating conflicting interests. Some methods are largely used because they are easy to implement in a time-effective manner, such as value transfer (
The selection of suitable methods is driven by the available data in the different ORs and OCTs. The frequent use of secondary data (e.g. value transfer) and simple modelling techniques is often explained by its data availability. These methods are easier to apply when there are restrictions in time, data or budget availability. Nevertheless, care must be taken to interpret those results, as over-simplification sometimes obscures complex processes and interactions between human pressure and ecosystem functioning, which can mislead the decision-making process (
In our attempt to guide the process of selecting remote sensing, biophysical, economic, socio-cultural and DST for MAES implementation in the EU Overseas entities according to policy needs identified, we recognise that methods are not completely independent of each other and that there may be advantages from combining methods to address a case study purpose, such as in a multi-tiered approach (
Our study aimed to display the most appropriate methods and tools to address the policy needs expressed by local stakeholders. Those needs are not exhaustive and other tools and approaches might be more appropriate in a given context regarding data availability, technical skills, time and budget. A detailed decision tree that includes both ES valuation tools and DSTs have been provided by
Despite significant advances in the development of the ES concept across the science and policy arenas, the valuation of ES to guide sustainable development remains challenging, especially at a local scale and in data-scarce regions (
The study has been carried out with the financial support of the European Commission and forms part of the EU-funded project ‘MOVE – Facilitating MAES to support regional policy in Overseas Europe: mobilizing stakeholders and pooling resources’ (Grant agreement No. 07.027735/2018/776517/SUB/ENV.D2). The article reflects only the authors’ views; the Commission is not responsible for any use that may be made of the information it contains. The authors are thankful to the reviewers for their careful reading of the manuscript and their insightful comments and suggestions.
MOVE – Facilitating MAES to support regional policy in Overseas Europe: mobilizing stakeholders and pooling resources
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
A selection of MAES (Mapping and Assessment of Ecosystem Services) tools and approaches to facilitate the uptake of Ecosytem Services (ES) in the EU Overseas entities is presented hereafter. This was made, based on their popularity across the EU Overseas entities (number of published papers) and their ability to address stakeholders and policy needs, meaning it can help to raise awareness on the concept of ES, can address different spatial resolution and multiple ES, facilitate decision-support and be time- and cost-effective.