One Ecosystem :
Research Article
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Corresponding author: Michael Bordt (mbordt@gmail.com)
Academic editor: Joachim Maes
Received: 25 Aug 2018 | Accepted: 08 Oct 2018 | Published: 19 Oct 2018
© 2018 Michael Bordt, Marc Saner
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Bordt M, Saner M (2018) A critical review of ecosystem accounting and services frameworks. One Ecosystem 3: e29306. https://doi.org/10.3897/oneeco.3.e29306
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Ecological economists currently face an important opportunity to influence national policies and global awareness regarding ecosystems. Ecosystem services (ES) frameworks, including the Intergovernmental Panel on Biodiversity and Ecosystem Services (IPBES) and the System of Environmental Economic Accounting Experimental Ecosystem Accounting (SEEA EEA) will influence how national measurement systems integrate the value of ecosystems and their services into national planning and monitoring progress towards the Sustainable Development Goals (SDGs). Decision-makers are, however, faced with an embarrassment of riches. There is a multitude of ES frameworks, but no formal and integrative evaluation of the entire set exists. We review the IPBES, the SEEA EEA and 14 other ES frameworks using criteria designed to address operational and convergence considerations for national ecosystem accounting. While the frameworks reviewed incorporate many strengths, none fulfils all the criteria of a comprehensive national ecosystem accounting framework. We conclude with suggestions for conceptual, measurement and process developments to broaden the appeal, utility and acceptance of future frameworks. Considering these suggestions could substantially contribute to the development of ecosystem accounting frameworks that foster a constructive dialogue amongst the many disciplines, national contexts and viewpoints involved in understanding, measuring and making decisions about ecosystems.
Classification, Convergence, Critical natural capital, Environmental accounting, Environmental policy, Frameworks
During the last 15 years, a proliferation of ecosystem services (ES) and ecosystem accounting (EA) frameworks*
Sixteen frameworks reviewed in the present paper
A star (*) denotes frameworks also evaluated by
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[2] The Millennium Ecosystem Assessment ( |
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[15] The SEEA EEA ( |
[16] The IPBES-CF ( |
We see national ecosystem accounting as an important opportunity for ecological economists to contribute to the development of effective and internationally accepted tools. To fully realise this opportunity, however, we should address the problem of “an embarrassment of riches”. One coherent, integrated and broadly relevant framework can serve as a starting point: a common language towards establishing a constructive dialogue amongst diverse stakeholders in national planning and leveraging this dialogue to improve the efficiency of data collection and the rigour of its analysis. The need for such a common language is emphasised by the advent of the Sustainable Development Goals (
ES and EA frameworks embed a complex diversity of theoretical and practical considerations as well as an array of stakeholder perspectives and values. Disagreement over what should be included – for ethical reasons – over what can be included – for technical and practical reasons – and over the extent of data aggregation (summary outputs for decision-making) has remained an obstacle to the formulation of a universally and internationally-accepted language about how to mainstream nature in national decision-making. Efforts in developing and applying ES and EA frameworks are in full swing with the risk of creating more diversity than unity.
We provide here a review of the state-of-the-art represented by the 16 frameworks listed in Table
Any decision support framework would ideally integrate conceptual, measurement and process considerations. Therefore, it should:
This view coincides with
A good example of a measurement framework based on a comprehensive conceptual framework is the System of National Accounts (SNA) (
Measurement frameworks may also arise from case experience without the benefit of a conceptual framework. Indicator frameworks, such as the UN Framework for the Development of Environment Statistics (FDES) (
EA, as embodied in the SEEA EEA (
This paper reviews conceptual, measurement and process frameworks to gain insights into opportunities for the further development of national ecosystem accounting. The main selection criterion is that the framework provides a broad and detailed scope on how to conceptualise and measure ecosystems and their contribution to well-being, whether narrowly in economic terms or more broadly.
ES models are not reviewed although some constitute quite comprehensive approaches to measuring and mapping ES. Assessments of integrated ES models (
Our review excludes two international platforms that may be considered in scope: TEEB (
We apply ten criteria to evaluate the 16 frameworks shown in Table
These are listed below first as 3.1-3.6.
We extend these criteria for broader application to EA by introducing 1-3 sub-criteria for each, a focus on measurement and a more nuanced vision of “implementation”. We divide “implementation” into three stages: priority setting, assessment (analysing, valuing and projecting) and decision-making. The additional four criteria (3.7-3.10 in the text below) evaluate the potential to be accepted by the many disciplines, ethical perspectives and roles required to collaborate on design, development and implementation. We developed these criteria in an earlier paper that addressed the convergence of positions in environmental ethics (
The 16 papers are reviewed for whether they address these criteria in a way that can be easily implemented in international guidelines for national ecosystem accounting. The authors first noted how each paper addressed each criterion*
Additional technical criteria would facilitate comparing specific implementations of frameworks (
Sub-criterion 1a: The classification of ecosystem services (provisioning, regulating, cultural and supporting) developed for the
We add to this criterion the need for explicit classifications of ecosystems and ecosystem processes.
Sub-criterion 1b: An explicit and precise classification of ecosystems is essential to national ecosystem accounting as a means of integrating information and avoiding gaps and overlaps. Linking measures of ES to spatial areas that produce them inform place-based actions such as protection and restoration.
Sub-criterion 1c: Predicting future ES requires understanding how ecosystems produce services. Ecosystem processes*
Sub-criterion 2a: Transdisciplinarity, in terms of the disciplines engaged in framework development (natural sciences, social sciences and non-scientists) and the capacity of the concepts and language to transcend disciplines, is essential for operationalization (
Sub-criterion 2b: We apply this criterion more broadly, since for a framework to foster convergence, it must also be comprehensible to a range of stakeholders including civil society, policy-makers and national statisticians. This may be reflected in implementation processes, the language used or in aggregate outputs used to communicate results.
Sub-criterion 3a: There are two leading perspectives on how frameworks are developed and this influences how we consider community engagement.
Sub-criterion 3b: We augment Nahlik et al's criterion for community engagement*
Assessing adaptability of a framework to new knowledge and changes in social values, however important, is challenging. Longevity is determined by both efficacy and path dependence. That is, a new framework may be “better” than preceding ones, but adaptation across diverse communities may be limited if users are entrenched in previous approaches.
Sub-criterion 4a: Conceptual and process frameworks are inherently more “resilient” (and transdisciplinary, cohesive, coherent and comprehensive) than measurement frameworks, since they generally focus on high-level principles rather than specific data requirements. However, measurement frameworks can be adaptable if they provide guidance on alternative approaches or data sources to achieve the same results.
Sub-criterion 4b: We also gauge the resilience of a framework in terms of the degree of testing and academic, national and international commitment. Given a high degree of commitment, comprehensive measurement frameworks, like the SNA, can be adapted to evolving knowledge, concepts and social preferences.
Sub-criterion 5a: Frameworks are reviewed in terms of soundness of core concepts and explicitness of assumptions about how they relate to accomplish the stated objective.
We add to this two sub-criteria for comprehensiveness. That is, beyond classifications of ES, guidance is provided on what to measure and how.
Sub-criterion 5b: To be comprehensive, guidance would need to be given on classifying the components of the ES cascade (
Sub-criterion 5c: In addition, to be comprehensive, guidance would need to be given on measuring all components of the ES cascade.
There is increasing demand for information that supports decisions on optimal management of ecosystems at all scales and in all contexts (
Sub-criteria 6a and 6b: To be relevant to ecological, economic and social decision contexts, a framework would explicitly support ongoing monitoring and reporting on national goals (6a) and inform trade-offs between conservation and development with standard aggregate results (6b). That is, if outputs are coherent with established decision processes, they are better placed to inform stakeholders of the consequences of decisions.
Sub-criterion 6c: A framework that provides guidance on producing a “dashboard” of key indicators, graphs and maps, would facilitate an understanding of trade-offs rather than forcing a single aggregate of incommensurable indicators.
Criterion 7: To foster convergence amongst divergent ethical positions,
Criterion 8: Consideration of future implications of current actions is integral to making decisions on the optimal management of ecosystems. There are two main approaches for incorporating long time-frames. The first is applying quantitative ecological functional relationships, as is done in models that forecast future ES based on assumptions of changes in condition (
If we are to manage ecosystems in keeping with diverse ethical values, a broad range of human values should be incorporated.
Sub-criterion 9a: The instrumental benefits of ecosystems to economic production and human welfare (economic production, poverty alleviation, employment, equity) are core to many ES frameworks.
Following arguments put forward by
Sub-criterion 9b: “Existence value” considers the importance of nature beyond its immediate economic benefits. If humans value a species or an ecosystem for its intrinsic (inherent) or relational (embodied in the relationship of the individual or collective with nature) (
Sub-criterion 9c: “Transformative value” is the capacity of nature to change our “preferences in accord with a higher ideal” (
We divide “Precaution” into three distinct uncertainty concepts: statistical uncertainty, uncertainty of current knowledge and uncertainty about the future.
Sub-criterion 10a: Incorporating the treatment and presentation of cumulative statistical uncertainty in measurement and prediction informs users of the “fitness for use” of the results.
Sub-criterion 10b: Acknowledging a possible lack of consensus over the state of current knowledge and prediction provides greater transparency to decision-makers. It can also focus research on resolving these issues of divergence.
Sub-criterion 10c : Qualitative scenario approaches address uncertainty by couching decisions within a range of possible futures.
The frameworks reviewed incorporate varying degrees of conceptual, measurement and process orientation. Since most have been developed for other purposes, the review seeks to draw out their strengths that could be applied to national ecosystem accounting. The intent is not to choose a “winner”, but to suggest avenues for the development of future national ecosystem accounting frameworks. Results of the review are summaried in Fig.
Several approaches (
The MA, Maynard et al. and the SEEA EEA included specific and comprehensive ecosystem classifications. The MA applied 10 overlapping ecosystem types (“reporting categories”). The SEEA EEA classification described 16 land cover/ecosystem functional unit categories with no further detail. This is also an ongoing area of research in the further development of the SEEA EEA (
Three papers reviewed (
The frameworks reviewed, by and large, demonstrate conceptual transdisciplinarity in their development by integrating physical sciences and economic concepts (although three of the frameworks were comparatively “disciplinary” on this criterion, see Fig.
Transdisciplinarity in implementation is demonstrated by integrating social science concepts such as deliberative stakeholder and adaptive management approaches (
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Addressing community engagement in framework development and implementation. A check mark (✓) indicates that community engagement is addressed.
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Stages of framework development and implementation |
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Implementation |
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Priority setting |
Assessment |
Decision- making |
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IPBES ( |
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Most of the frameworks reviewed embody ecological and economic concepts that are adaptable to many contexts. In that respect, their resilience is limited only by their ability to integrate new knowledge and to motivate academic and institutional commitment. Early frameworks (
SEEA EEA and IPBES-CF have substantial international agency commitment. However, neither has yet been fully implemented, so their feasibility in national contexts remains to be proven.
As with resilience, the conceptual coherence of most frameworks reviewed is evident in their focus on broad ecological and economic concepts. However, fewer are comprehensive in terms of coverage of the breadth of the ES cascade and guidance on measurement.
The evolution of ES frameworks shows the advances in coherence and comprehensiveness over time. Early frameworks (
Measurement issues are addressed in terms of specific output indicators such as an Ecosystem Services Profile (
Although all frameworks reviewed are intended to influence policy, many do so by focusing largely on improving evidence. A few go beyond this to acknowledge the need for incorporating this evidence into integrated social, economic and environmental decision processes.
Most papers reviewed include economic aggregates of ES values as one of their outputs.
Several authors venture beyond single aggregates and suggest dashboards to communicate incommensurable indicators (
CNC is not explicit in any framework reviewed. It is however, implicit in many; largely with respect to ecological criticality in terms of (a) thresholds (
Two frameworks (
A long time-frame is embedded in most frameworks reviewed, if only out of concern for the future flow of services rooted in the concepts of regulating ES (
Quantitative projections and qualitative scenarios are integral to the
Others (
The economic value of ES is addressed in most frameworks reviewed. The SEEA EEA (
Several authors (
The
Only
Determining and communicating statistical uncertainty is not addressed in any framework reviewed. The MA endeavoured to state the degree of the team’s confidence in its conclusions (
Most frameworks do recognise the uncertainty of the underlying science and suggest future testing and research. Some acknowledge that scientific evidence is only one input into decisions that also must take into account subjective social preferences (
Unknowns about the future are treated in the
We observe a trend over time (from left to right in Fig.
Based on this analysis of the 16 frameworks and our in-depth work on Criteria 7 to 10 (
The suggestions for conceptual development focus on further systematising the concepts and classifications of the components of the ES cascade, thus ensuring the consideration of a breadth of human values (Criteria 9b and 9c) and guidance on what to measure (Criteria 1b, 1c and 5c).
Measurement development would benefit from the more stable knowledge platform provided by progress on conceptual development. These suggestions focus on producing measures that are more coherent with that knowledge (Criteria 5c and 8), statistical practices (Criterion 10a) and aggregate outputs (Criteria 6b and 6c).
The suggestions for process development focus on embedding ES frameworks within processes of development and implementation that recognise policy needs (Criteria 3b, 4b, 10b and 10c), including the designation of CNC (Criterion 7) to improve opportunities for applying them to making better decisions.
Making progress on these suggestions would foster convergence to ensure that future ES frameworks are more operational and comprehensive.
It is not the intention of this review that all suggestions be incorporated into a single unified framework; one avenue for future development could be to build stronger and more explicit linkages between frameworks. The additional “convergence” criteria, however, are shown to expand the range of principles to guide development for purpose-based applications. One such application — national ecosystem accounting — would benefit from convergence between and within communities of practice to further focus ongoing measurement, monitoring and reporting of ecosystems and their contributions to well-being.
Suggestion 1: A systematic, globally-accepted classification of well-being that includes the contribution of nature would improve the inclusion of diverse perspectives (Criteria 9b and 9c). Most, if not all, decisions are intended to affect the well-being of humans. To conceive of a comprehensive classification of well-being that considers the contributions of ecosystems would be a challenge since the object of decisions ranges from individual to global, the time frame ranges from immediate to long-term and there is a multitude of contexts. While acknowledging that countries and cultures have their own definitions of well-being, we suggest that international guidance would support clearly acknowledging the contributions of ecosystems.
Many ES frameworks already describe elements of well-being.
The
Suggestion 2: A systematic classification of ecosystem processes would help disentangle the links amongst ecosystem processes, ES and well-being (Criteria 1b and 1c). This addresses the
Existing multi-purpose statistical classifications such as the Central Product Classification (CPC) (
Suggestion 3: A detailed classification of ecosystems would help systematise the measurement of linkages amongst ecosystem structures, processes and ES (Criterion 1b). Much work on spatially mapping ES is based on land cover data derived from satellite imagery. Land cover classifications are often coarse and do not readily identify ecosystem types, such as wetlands, that are important for the supply of ES. Several ecosystem and land cover classifications are in common usage, however, there is no generally-accepted international classification. A global ecosystem classification would need to be sufficiently detailed to correspond to national classifications, be based on ecological principles and take into account properties beyond dominant surface vegetation by including vegetation strata, soil type and water depth (
Important work that could contribute to this is the USGS/ESRI mapping of global ecological land units (
Suggestion 4: Standard aggregates, developed in collaboration with policy analysts, would help ensure that the information is applied in national planning (Criteria 6b and 6c). Monetary aggregates may be convenient for raising awareness of the importance of ecosystems, but are not sufficient for making decisions on their optimal management. For some non-market services such as species habitat, it is still debatable whether they can be valued in a meaningful way using monetary indicators (
Suggestion 5: Incorporating a long time-frame would help focus measurement activity on illuminating the future implications of current decisions taking into account different world views (Criterion 8). Current options for ecosystem management may change ecosystem properties that reduce the future capacity of ecosystem to provide critical services (
Suggestion 6: Harmonising ES models with respect to data requirements, classifications and outputs would support the incorporation of long time frames (Criteria 5c and 8). Collaboration amongst the ecological modelling community would facilitate focusing the best concepts of current models along the ES cascade together with standardised concepts and classifications to ensure their interoperability.
Suggestion 7: Treating uncertainty in measurement throughout the statistical “value chain” would help ensure that our ignorance of many ecological processes is made explicit (Criterion 10a). Statistical methods exist for assessing measurement error.
Suggestion 8: Engaging multiple disciplines and sectors in adaptive and ongoing development and implementation of national ecosystem accounting would promote convergence on measurement, policy directions and aggregate indicators (Criteria 3b and 4b). A comprehensive stakeholder group would include environmental and social scientists, economists, policy experts, statisticians, civil society, business and decision-makers. A better understanding of the issues of agreement and disagreement amongst these stakeholders would promote convergence on accepted measures and eventually on policy directions and standard aggregates used to monitor and report on them. This would support the objectives suggested by
Suggestion 9: Recognising the designation of CNC as a subjective, political and iterative process would support setting aside elements of nature that are considered by some stakeholders as essential to protect (Criterion 7). Identifying an element of nature as “critical” could be initially incorporated into an ES measurement and assessment process by attributing social values to it. This is one aspect of “importance”. Narrative and deliberative approaches (
This review is necessarily limited to a selected set of frameworks. It is likely that some criteria are addressed in the broader literature. Further, the assessments and suggestions have required substantial expert judgement on the part of the authors, the most important being the interpretation of how a specific criterion can be applied to national ecosystem accounting. This is based on the authors’ judgements of what national ecosystem accounting can and should be.
Furthermore, we recogise that this is an active area of research and these frameworks are being applied and revised and new ideas are constantly being tested.
The suggestions are not intended for related fields such as ecosystem services, land use planning and conservation, amongst others. Nonetheless, there are opportunities for these fields to contribute substantially to future national ecosystem accounting frameworks.
While the 16 frameworks reviewed incorporate many strengths, none fully addresses all the criteria of a comprehensive national ecosystem accounting framework. Collectively, they provide insufficient guidance on ecosystem classifications, measurement in general, delineating Critical Natural Capital, incorporating broad human values and measuring statistical uncertainty. Making progress on the nine suggestions for conceptual, measurement and process development would broaden the appeal, utility and wide application of future related frameworks.
We do not claim that this review is comprehensive, since there are active debates on the scientific validity of the ES concept (
The first author (MB) would like to thank the World Bank, United Nations Statistics Division, The Government of Canada and the Québec Centre for Biodiversity Sciences (QCBS) Working Group 14 for providing opportunities to be engaged in the growing community of practice of ecosystem accounting. He is also indebted to his PhD Examination Committee (Konrad Gajewski, Anthony Heyes, Jackie Dawson, Kai ML Chan) and Elham Sumarga for many constructive comments on earlier drafts of this paper.
We distinguish national ecosystem accounting as an approach that is specifically developed to be applied at the national level.
The detailed assessment table is presented in Suppl. material
In earlier literature (e.g.
“Optimally, the community should be included in open dialog [sic] early in the framework development process to identify, classify, value, and/or quantify ecosystem services.” This is consistent with the approach suggested by